That’s What I’m Hearing

That’s What I’m Hearing

Using insider information. Illegal use of information to purchase stock.

Privy to some insider information, an employee decides to change her 401K allocation.

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Learning Path & Details

Suggested Industry Usage

Competencies

  • Ensuring Professional and Compliant Behavior
  • Managing Legal Risk
  • Promoting Ethical Conduct

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Training Files (2)

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Additional Information

Trainer Comments: Getting a hot tip from a co-worker about your company's performance, then acting on that information to improve a 401K position can lead to termination - or even worse! It is illegal for an employee to benefit from insider information.


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