That’s What I’m Hearing (from Good People, Bad Choices™)

Using insider information. Illegal use of information to purchase stock.

Privy to some insider information, an employee decides to change her 401K allocation.

Learning Path & Details

Suggested Industry Usage

Competencies

  • Ensuring Professional and Compliant Behavior
  • Managing Legal Risk
  • Promoting Ethical Conduct

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Also Available as: eLearning - TrainingBriefs®

TrainingBriefs® Using Inside Information

TrainingBriefs® Using Inside Information

New Micro-Learning! Everyone needs to remember that it is a federal crime to trade securities, including the distribution of 401k’s, based on "inside information" - information you learn about your company or a closely allied company which is not generally available to the public, and which could cause the security's price to change if it became known.

Training Files (2)

TitleTypeTime/PagesLanguage
That’s What I’m Hearing
Video with graphics and narrator
Video Vignette01:37 min EnglishDemo
That’s What I’m Hearing
Video without narrator
Video Vignette00:48 min EnglishDemo

Additional Information

Getting a hot tip from a co-worker about your company's performance, then acting on that information to improve a 401K position can lead to termination - or even worse! It is illegal for an employee to benefit from insider information.


More From the Series: Good People, Bad Choices™ A Guide to Ethical Decision Making


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